5: Annual statement of changes in beneficial ownership of securities
Published on
| FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
| Form 3 Holdings Reported. | ||||||||||||||||
| Form 4 Transactions Reported. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
EQUITY RESIDENTIAL [ EQR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2008 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||
|---|---|---|---|---|---|---|---|---|---|
| Amount | (A) or (D) | Price | |||||||
| Common Shares Of Beneficial Interest | 11/21/2008 | G | 22,200 | D | $0 | 184,727(1) | D | ||
| Common Shares Of Beneficial Interest | 11/21/2008 | G | 22,200 | A | $0 | 22,200(2) | I | Trust (fbo wife) | |
| Common Shares Of Beneficial Interest | 12/04/2008 | G | 755 | D | $0 | 11,091(3) | I | Grantor Trust (fbo daughter) | |
| Common Shares Of Beneficial Interest | 12/04/2008 | G | 755 | A | $0 | 185,482(1) | D | ||
| Common Shares Of Beneficial Interest | 12/04/2008 | G | 755 | A | $0 | 186,237(1) | D | ||
| Common Shares Of Beneficial Interest | 12/04/2008 | G | 755 | D | $0 | 11,091(4) | I | Grantor Trust (fbo son) | |
| Common Shares Of Beneficial Interest | 12/10/2008 | G | 16 | D | $0 | 11,075(3) | I | Grantor Trust (fbo daughter) | |
| Common Shares Of Beneficial Interest | 12/10/2008 | G | 16 | A | $0 | 186,253(1) | D | ||
| Common Shares Of Beneficial Interest | 12/10/2008 | G | 16 | A | $0 | 186,269(1) | D | ||
| Common Shares Of Beneficial Interest | 12/10/2008 | G | 16 | D | $0 | 11,075(4) | I | Grantor Trust (fbo son) | |
| Common Shares Of Beneficial Interest | 12/12/2008 | G | 56 | A | $0 | 11,131(3) | I | Grantor Trust (fbo daughter) | |
| Common Shares Of Beneficial Interest | 12/12/2008 | G | 56 | D | $0 | 186,213(1) | D | ||
| Common Shares Of Beneficial Interest | 12/12/2008 | G | 56 | D | $0 | 186,157(1) | D | ||
| Common Shares Of Beneficial Interest | 12/12/2008 | G | 56 | A | $0 | 11,131(4) | I | Grantor Trust (fbo son) | |
| Common Shares Of Beneficial Interest | 12/19/2008 | G | 11,099 | A | $0 | 22,230(3) | I | Grantor Trust (fbo daughter) | |
| Common Shares Of Beneficial Interest | 12/19/2008 | G | 11,099 | D | $0 | 11,101(2) | I | Trust (fbo wife) | |
| Common Shares Of Beneficial Interest | 12/19/2008 | G | 11,099 | D | $0 | 2(2) | I | Trust (fbo wife) | |
| Common Shares Of Beneficial Interest | 12/19/2008 | G | 11,099 | A | $0 | 22,230(4) | I | Grantor Trust (fbo son) | |
| Common Shares Of Beneficial Interest | 2,013.884(5) | I | 401(k) Plan | ||||||
| Common Shares Of Beneficial Interest | 2,874(6) | I | Family Limited Partnership | ||||||
| Common Shares Of Beneficial Interest | 140,465.5595(7) | I | SERP Account | ||||||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Explanation of Responses: |
| 1. Direct total includes restricted shares of the Company scheduled to vest in the future. |
| 2. Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 3. Represents shares beneficially owned by a trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 4. Represents shares beneficially owned by a trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 5. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 31, 2009. |
| 6. Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner. |
| 7. Represents shares owned by AST Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. |
| s/ By: Yasmina Duwe, Attorney-in-fact | 02/09/2009 | |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.